EXPERTISE SUMMARY
Lei Ying has over 13 years of professional service experience in audit and compliance. Before joining internal audit and compliance, she was involved in statutory audits for different industries including manufacturing, trading, retail services, construction and investment holding for SMEs.
She has over 5 years of experience in internal audit and investigation within the banking industry. She had carried out the internal audit reviews for various departments within the banks, including credit control, finance, debt capital market, treasury, outsourcing service provider, New Products, AMLA, and Secrecy Provision which adhere to regulatory requirements.
In addition, Lei Ying had also led several investigation audits, involving fraudulent withdrawals, false-selling of funds, false loan applications, employee misconduct, and customer complaints/disputes within the bank.
Lei Ying had been appointed as a compliance officer for a listed insurance company. Her duties were to review and report unusual/suspicious transactions to BNM and assist in AML system implementation and process enhancement.
In BDO, she is overseeing ERM, regulatory compliance, business process and internal controls review, and recommends value-adding process improvements to the auditee to maintain the adequacy and effectiveness of their controls in addressing key process risks for PLCs, GLCs and MNCs.
PROFESSIONAL AFFILIATIONS / EDUCATION
- Affiliate member of the Association of Chartered Certified Accountants (ACCA)
- Affiliate member of The Institute of Internal Auditors (IIA)
- Certificate in Internal Auditing for Financial Institutions (CIAFIN)
- Certificate in Anti-Money Laundering/Counter Financing of Terrorism (AMLA)